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Unoriginal Misunderstanding

Press Freedom in Early America and Interpretation of the First Amendment

Part 3: Press Freedom and the American Revolutionary Movement

Subsection Links:

3.1  Unsuccessful British Efforts to Revive Seditious Libel on the Eve of the American Revolution

3.2  Declaration 8 of the First Continental Congress, Denying British Authority to Suppress Expression of Opposition to the Government.

3.3. The Letter to the Citizens of Quebec

3.4.  Burgh’s Political Disquisitions, Declaring No Such Offense as Criminal Libel

3.5   Richard Price’s Observations on the Importance of the American Revolution

3.6   Philip Furneaux’ Version of the Overt Acts Test Limiting Government Power to Punish Expression of Ideas

3.7. John Adams’ Claim in 1780 of Unlimited Press Freedom in America; Adams’ Changing Views on the Subject.

3.8.  Shay’s Rebellion and the Conviction of Judge William Whiting of Seditious Libel in Massachusetts in 1787; Efforts to Revive Common Law Limitations of Press Freedom

3.9   The Virginia Statute on Religious Liberty; Jefferson’s Changing Views on Press Freedom

 

3.1  Unsuccessful British Efforts to Revive Seditious Libel on the Eve of the American Revolution

As Americans became more unruly and resistant to British authority in the years leading up to the revolution, colonial authorities turned once again to the common law of seditious libel to quiet dissent. In Massachusetts, the colonial administration tried to bring seditious libel prosecutions against Isaiah Thomas, editor of The Massachusetts Spy, which had helped stir up the Stamp Act resistance and continued to attack the colonial administration. But at least two grand juries refused to return indictments.[85] The authorities dropped the matter, fearing that it would turn popular opinion even more against them. New York authorities did manage to obtain a seditious libel indictment against Alexander McDougall, a member of the New York Sons of Liberty, for criminally libel against the New York colonial government based on McDougall’s calling for a protest demonstration against the legislature's decision to supply provisions for British troops quartered in the city. The prosecution of McDougall failed when the key witness linking him to the publication died.  The colonial assembly imprisoned him anyway in a breach of privilege

 


[85]Thomas’ History of Printing at 156-60; Emergence at 69. In his discussion of the failed prosecution of Thomas, Levy suggests that Thomas’s response was limited to a defense based on “Zengerian” principles. Inexplicably, Levy fails to mention or reference Centinel’s writings in Thomas’ newspaper rejecting the doctrine of seditious libel in connection with Thomas’ prosecution. (The prosecution is discussed on page 69 of Emergence; Centinel’s writings are discussed on page 162 with no cross reference.)  By presenting the evidence in this way, Levy distorts the position of Thomas, a publisher who played a large role in stirring up the revolutionary movement, and unduly minimizes the significance of Centinel, who was not an isolated voice but an important contributor to one of the leading revolutionary newspapers.

 

 

proceeding when he refused to answer their charges against him.

The prosecutions, rather than suppressing opposition to the colonial government, generated more. McDougall's case became a cause célèbre for the revolutionary movement, which claimed that the "star chamber" doctrine of seditious libel was being used to deny fundamental rights of the people.[86] In The Massachusetts Spy, an anonymous piece signed “Centinel” denied the government had power to prosecute Thomas, asserting that the only acceptable legal proceeding against a libel on a government official was a civil action for damages, not a criminal prosecution.  Drawing on the political theories expounded by American libertarians like Mayhew and John Adams, Centinel explained, "[T]he reason seems to be founded on the maxims of free government. It supposes that the rulers are servants of the people, and that the people for whom they were created, had the right to call them to account."[87] 

3.2  Declaration 8 of the First Continental Congress, Denying British Authority to Suppress Expression of Opposition to the Government.

Frustrated by the inability of colonial governors to suppress American dissent, the British Privy Council in 1770 asserted a formal complaint against Massachusetts on grounds that seditious publications were encouraged and went unpunished.[88] A few years later, the British Parliament tried to stifle the growing American resistance by passing measures that Americans called “The Intolerable Acts” of 1774.  These laws, among other things, suspended the colonial charter of Massachusetts and prohibited town meetings there, on grounds that "the inhabitants have...been

 


[86] Emergence at 78-9

[87] Massachusetts Spy, Dec. 5 1771, quoted in Emergence at 162. The most likely source for Centinel’s argument is Cato’s Letters, especially letter No. 59, which discusses the reasons why people should be the judges of their government. Trenchard, John, “Liberty Proved to be the Unalienable Right of All Mankind” (Cato’s Letter No. 59) (1721)

[88] Schlesinger, Prelude to Independence (1965) at 310 (hereafter: Prelude to Independence).

misled to treat upon matters of the most general concern, and to pass many dangerous and unwarrantable resolves....”[89] The British government’s complaint was that “the lowest mechanics” could discuss “the most important points of government with the utmost freedom … -- a constant source of sedition.”[90]   In response, the First Continental Congress met in defiance of British authority, and issued Declarations and Resolves, the eighth of which provides: “That they have a right peaceably to assemble, consider of their grievances, and petition the King; and that all prosecutions, prohibitory proclamations, and commitments for the same, are illegal.”[91]

The antecedent for Declaration 8 was the English Bill of Rights of 1689, which declared “That it is the right of the subjects to petition the king, and all commitments and prosecutions for such petitioning are illegal.”[92] Behind this early British guarantee of the right to petition was a famous prosecution known as the Seven Bishops’ Case.[93] In the late seventeenth century, religious intolerance permeated British law, which forbade all except Anglicans from holding public office and enforced the prohibition with a test oath. King James II, a Roman Catholic, in 1687 ordered Anglican ministers to read from the pulpit a proclamation of tolerance for Catholics and dissenting Protestants. The bishops refused and sent a petition to the King refusing to read the proclamation, which was prosecuted as a seditious libel. The case became a cause célèbre of abuse of royal power. When James II

 


[89] Massachusetts Government Act (1774)

[90] American Board of Customs Commissioners to the Lords Commissioners of His Majesty’s Treasury,  Feb. 12, 1768,  cited in Gipson, Lawrence,  Jared Ingersoll (1920) at p. 270.

[91] Declarations and Resolves of the First Congress (1774), Declaration 8, reprinted in Commager, Henry, and Morris, Richard, The Spirit of Seventy-Six at 57, 58 (1958).

[92] Schwoerer, Lois, The Declaration of Rights, 1689 (1981) at p. 69.

[93] 12 Howell's State Trials 183 (1688). My account of the matter is based largely on Irving Brant’s The Bill of Rights (1965) at 158-164. Professor Brant’s work provides a valuable account of the key events in British history that were in the background of the American Bill of Rights.  For example, Brant provides a remarkable insight into how the debate in the First Congress on the right to assembly related to the British antecedents, especially the prosecution of William Penn in 1670 for unlawful assembly. Id. at 53-62.

 

was ousted from the throne in the Glorious Revolution of 1688, the right to petition the King was written into the English Bill of Rights, enacted by Parliament as a charter for British liberty in connection with the installation of King William III and Queen Mary as replacements for the deposed James II.

In 1775, Americans had not yet declared independence, and Congress was focused on asserting their rights as British subjects, so they turned to the precedent of the English Bill of Rights of 1689. But the Continental Congress did not just copy the British guarantee of the right to petition. It demanded broader protection of the freedom to protest, by adding the right of people “peaceably to assemble and consider of their grievances.” The declaration included the claim from the English Bill of Rights that prosecutions violating these rights were “illegal” but broadened this claim to cover “all prosecutions, prohibitory proclamations, and commitments” (emphasis added) for expression of grievances against the government. By broadening the scope to cover the right of subjects to assemble and consider their grievances, the Continental Congress declared opposition to basic doctrines of common law under which speech and writing with a tendency to stir up opposition to the government could be prosecuted as seditious libel or seditious speech.

Declaration 8, drafted by John Adams,[94] also had roots in the American libertarian tradition. Congress declared that “all” prosecutions for expressing grievances of the government were illegal. It did not say that, when prosecuted, people had the right to plead truth as a defense or to have a jury decide whether it was illegal to express grievances. The Continental Congress thus asserted a right to press freedom that was inconsistent with the very basis of the common law of seditious libel and represented a milestone in the history of freedom of expression: it was the first time that a body claiming governmental authority had declared that the people who were subject to its authority had the untrammeled right to meet together and discuss their government.


[94] Works of John Adams, vol. 2, p. 73-5, reprinted in Commager, Henry, and Morris, Richard, The Spirit of Seventy-Six at 56-7 (1958).

 

The guarantee of the right “peaceably to assemble” was included verbatim in the First Amendment, making Declaration 8 one of its direct sources. The Declaration’s language refers to these rights only in the context of considering grievances against the government and it does not lay out any theoretical justification for allowing the new rights. Congress was only taking its first step in asserting a new political and legal doctrine of free expression, but it was an enormous step to declare the rights of assembly and free expression this way in 1774, when the common law still provided for prosecution of people who exercised these rights.

Little has been made of Declaration 8 by historians who have written on the origins of press freedom in America.  Levy, despite his meticulous cataloging of prosecutions, commitments, commentaries, correspondence and other documents bearing on press freedom in early American history, entirely overlooks this monumental development.   A history of free expression in the United States that overlooks Declaration 8 is not a complete history.

33.   The Letter to the Citizens of Quebec

Later in 1774, the Continental Congress went further in explaining how Americans viewed press freedom in a letter to the Citizens of Quebec, urging them to join the revolutionary movement. The letter concluded,

The last right we shall mention regards the freedom of the press. The importance of this consists, besides the advancement of truth, science, morality and arts in general, in its diffusion of liberal sentiments on the administration of government, its ready communication of thoughts between subjects, and its consequential promotion of union among them, whereby oppressive officials are shamed or intimidated into more honorable and just modes of

 

conducting affairs.[95]

In this brief passage, the Continental Congress made a remarkable conceptual breakthrough in articulating the political basis for freedom of expression. The passage identifies a new political dynamic, whereby “the ready communication of thoughts between subjects” through a free press promoted “union among them.”  The letter asserts that, when rulers act in an oppressive way, this union permits subjects to “shame or intimidate” them into more just ways.  That is, press freedom  fosters independent political organization – a union of the people opposed to the government -- that can effectively oppose the government.  The idea that independent political organizations are necessary to control the government dramatically redefined the relationship between the people and government, and the idea that press freedom is needed to promote such organizations identified a new political aspect to the right.

The author of the letter was John Dickinson,[96] who emerged as a political leader in the colonies during the Stamp Act crisis of 1765.[97]  The political dynamic the letter describes seems to be based on that experience. The Stamp Act, which imposed the first direct tax on the colonies by Great Britain, caused widespread indignation. On the day the tax took effect, newspapers published protests that indeed were circulated throughout the colonies. A movement calling itself the Sons of Liberty grew out of these communications, which led to local protests that were mostly peaceful but included some mobs destroying property of officeholders.[98] Leaders from various states convened the Stamp Act Congress—a union of the people outside of normal government institutions that demonstrated to the British the


[95] “To the Inhabitants of the Province of Quebec” Oct. 24, 1774, reprinted in Emergence at 174.

[96] 1 Smith, Paul H. et al, eds., Letters of Delegates to Congress, August 1774 – August 1775, 236, 239, 243-44

[97] Tyler, The Literary History of the American Revolution at 114-115.

[98] Maier, Pauline, From Resistance to Revolution 77-91

 

 

breadth and seriousness of the anti-tax movement.[99] Within months the Stamp Act was repealed. The protests against the Stamp Act, circulating throughout the colonies, had indeed led to a union of the people that “shamed or intimidated” their British rulers into what were perceived by the colonists as more just ways. The Continental Congress saw itself as a similar movement, supported by local Committees of Correspondence. In 1775 Americans had not yet declared independence, but saw their movement as one that might again shame or intimidate the British into respecting their rights and interests.

The conceptual breakthrough in the Letter to the Citizens of Quebec was to identify a deep relationship between the free circulation of ideas and organization of political groups, “union of the people”, which made resistance to the government effective. Earlier libertarian theory, such as expressed in “Cato’s Letters” had contained seeds of this idea, including the notion that the people are sovereign and that press freedom allowed the people to sit in judgment on their rulers.[100]  The British philosopher David Hume had emphasized the role of press freedom as a vehicle for exerting pressure on the government.[101] The Letter to the Citizens of Quebec carried this idea a step further, by explaining how pressure is actually exerted on the government: not simply by dissenting voices in isolation, but by a union of the people that is created by


[99] Morison, Samuel Eliot, The Oxford History of the American People (1965) at p. 187.

[100] Cato’s Letter No. 100, reprinted in Levy, Zenger to Jefferson at 18, 19-20.

[101] Hume, David, Of the Liberty of the Press (1742), reprinted in Kurland, P., and Lerner, R., eds. The Founders’ Constitution (1987), vol. 5, at p. 117. Hume, writing in 1742, did not express direct opposition to the common law of seditious libel, instead urging that Britain still retained press freedom although “The general laws against sedition and libeling are at present as strong as they possibly can be made.“ Even within the restrictions of seditious libel prosecutions Hume believed that criticism of government in the press could “curb the ambition of the court” and cause rulers “dread”. Indirectly criticizing the claim that seditious libels would tend to cause disturbances of the peace, Hume also urged that writings were unlikely to lead to actual disturbances (unlike live orations which could easily do so). Thus, Hume did not fully accept the basis of libel law as propounded in court decisions of his day, although he was not prepared to challenge it directly.

the circulation of ideas that in turn allows people to organize themselves into effective political organizations.  The letter did not fully develop this concept but did propose a new political dynamic: popular control of government depends on people being able to organize themselves outside the government control and actually exert pressure on the government, and political organization depends upon free circulation of ideas.

In the legal context, the central purpose of the common law of seditious libel was to prevent publications from stirring up opposition to the government. In the Letter to the Citizens of Quebec, the Continental Congress declared that stirring up opposition to intimidate the government, far from being an abuse of press freedom, was one of the important benefits of a free press. Thus, the Letter denied the very basis of the common law of seditious libel. [102]

The Letter to the Citizens of Quebec is another key document that Levy fails to appreciate. Although Levy’s subject is early American attitudes toward the common law of seditious libel, he ignores the language about promoting a union among the people to shame or intimidate their rulers—the part of the Letter that is directly antithetical to the whole doctrine of seditious libel. Levy asserts that the Letter’s “most significant phrase stressed the diffusion of ‘liberal sentiments.’”[103] According to Levy, the phrase demonstrates the shallowness of the American revolutionaries’ commitment to press freedom, because one local revolutionary committee (the Newport Committee of Inspection) issued a resolution saying, when the press does not promote liberal


[102] David Anderson has recognized that the notion of shaming and intimidating rulers might be inconsistent with the common law of seditious libel. Anderson, David, “The Origins of the Press Clause”, 30 UCLA L.R. at 524. However, Anderson did not connect the Letter to the Citizens of Quebec with the Declarations and Resolves of the First Continental Congress (discussed above) that declared that prosecutions of people for discussing grievances against the government were illegal, or with the other expressions of opposition to the doctrine of seditious libel discussed in this monograph.

[103] Emergence at 174.

sentiments, people should boycott it.[104]  Levy, following Arthur Schlessinger, goes into some detail about the variety of repressive acts by various members of the movement, saying these actions demonstrate there was no freedom for British loyalists. It is true that, during the revolution, on several occasions patriot groups and leaders advocated punishing supporters of British rule. There are several instances where Tory presses were destroyed by Patriot mobs and the publishers forced into exile,[105] and when the revolutionaries obtained control of state governmental institutions, they sometimes passed laws against expression of loyalist ideas, although the efforts to enforce those laws were only sporadic.[106]  Does this mean the principles of freedom of expression announced by the revolutionary movement were nothing more than propaganda, to be reconsidered once the revolutionary movement had prevailed?  It means that some of the leaders and participants in the revolutionary movement either meant freedom of the press only for their side and not their opponents, or that they got carried away in the heat of the moment and violated their own principles. Certainly not everyone in the American revolutionary movement believed in the grand principles of the Declaration of Independence either, such as "all men are created equal."  Many of the leading revolutionary figures were slaveholders, after all. It means that the founders were human and did not always live up to their ideas. 

One of the roles of history is to point out the differences between the declared principles and the actual practices of society and its leaders. But it is quite another thing to disregard what idealistic documents such as the Letter to the Citizens of Quebec actually say. The Letter is of immense importance because it


[104] Id., quoting the revolutionary Committee of Inspection for Newport, Rhode Island.      The full text of the Newport Committee resolution is set forth in Buel, Richard, “Freedom of the Press in Revolutionary America: The Evolution of Libertarianism, 1760-1860” in Bailyn, B., and Hench, J., eds., The Press and the American Revolution (1981) at p. 61-2.

[105] Emergence at 85; Schlesinger, Prelude to Independence at 175, 222-227, 240; Smith, Printers and Press Freedom 9-10; Whipple, Story of Civil Liberty in the United States (1927) at p. 2-7.

[106] Emergence at 177-179. Levy however is unable to point to any prosecutions under most of these laws.

articulated a new political role for freedom of the press—that of creating popular organizations with real power. The dynamic first identified in the Letter to the Citizens of Quebec has been an engine of American politics ever since the revolution.

Moreover, the actions of the revolutionary movement must be evaluated in context. The British had declared war and sent armies to fight the revolutionaries on American soil. In the context of a protracted war against a foreign expeditionary force, where much of the country was occupied by foreign troops, in which casualties occurred on American soil nearly every day, and in which the enemy promised to hang all of the American revolutionary leaders—the relation between writing and action is hardly theoretical. Nevertheless, a remarkable degree of toleration for civilian political activity characterized the American revolutionary movement, when one compares it to nearly any other popular uprising against a government considered intolerably oppressive.[107] The revolutionaries, engaged in a protracted, bloody eight-year war against the institutions of the British monarchy, with few exceptions did not treat civilian British officials and Loyalists as military targets. The Continental Congress limited itself to steps such as urging the states to prevent the people from being deceived into erroneous opinion,[108] a surprisingly mild measure, after the British government had proclaimed a rebellion and declared the members of the Congress traitors, subject to hanging if they were caught.[109]  Several members of Congress reported that measures to punish critics for breach of privilege had been rejected on press freedom grounds.[110]  On several occasions


[107] As Schlesinger points out, British invaders shut down Patriot presses when they could and threatened violence repeatedly; the Patriot response was to threaten a boycott of Loyalist newspapers publishing threats. Schlesinger, Prelude to Revolution at 219. In Virginia the Royal Governor arrested Patriot printers and destroyed presses. Id. at 239.

[108] Emergence at 177;

[109] Proclamation by the King for Suppressing Rebellion and Sedition (August 23, 1775); Moore, Frank, Diary of the American Revolution (1860) at p. 60-61.

[110] LCC 11:313 (Langworthy to Duer letter, 12/18/79 – Congress rejected move to censor critic on free press grounds); LCC 13:139-141 (Notes by Henry Laurens indicating that Congress rejected breach of privilege charge on free press grounds). I am indebted to Professor Richard Buel for pointing out these references. As Professor Buel has noted, the rejection of the breach of privilege proceedings by Congress appears to have been motivated by political expediency as well as principle for some members doubted that Congress had power, either practical or legal, to enforce a breach of privilege resolution. Buel, Richard, “Freedom of the Press in Revolutionary America: The Evolution of Libertarianism, 1760-1860” in Bailyn, B., and Hench, J., eds., The Press and the American Revolution (1981) at p 81-2.

state legislators even intervened to protect loyalist presses.[111]  It contrasts sharply with the British colonial administration, which did not permit patriot newspapers to continue publication in areas controlled by the British during the war.  Ignoring this libertarian side of the revolutionary movement, Schlessinger and Levy focus only on one side of the historical record.  Declaration 8 of the First Continental Congress made clear that press freedom, meaning the right to express opposition to the government without danger of prosecution, was one of the fundamental principles of the American  Revolution.  The Letter to the Citizens of Quebec reaffirmed the principle and ascribed to it a profound political dynamic, as a necessary condition for real popular control of the government.

3.4.  Burgh’s Political Disquisitions, Declaring No Such Offense as Criminal Libel

The Continental Congress was not alone in challenging the basis of the seditious libel doctrine during the revolutionary period. The relationship between a free press and popular sovereignty was an important theme of the “independent” or “radical” Whig movement in Britain and America throughout the eighteenth century.[112] At the time of the American Revolution, one of the leading Radical Whigs was the British writer, James Burgh, a personal friend of Benjamin Franklin. Burgh’s 1776 tract, “Political Disquisitions,” was published in Philadelphia as well as Britain and has been described as “the most influential textbook of


[111] Thomas, History of Printing in America 536-39

[112] See Bostwick, Colin, English Radicals and the American Revolution (1977)

radical ideas to be published during this period.”[113] Burgh’s discussion of press freedom places the Continental Congress’s rejection of the common law of seditious libel in the mainstream of radical Whig political theory:

it certainly is one of the most atrocious abuses, that a free subject should be restrained in his inquiries into the conduct of those who undertake to manage his affairs; I mean the administrators of government….
[A]ll history shews the necessity, in order to the preservation of liberty, of every subject's having a watchful eye on the conduct of Kings, Ministers, and Parliament, and of every subject's being … encouraged in alarming his fellow subjects on occasion of every attempt upon public liberty, and that private, independent subjects only are like to give faithful warning of such attempts; their betters (as to rank and fortune) being more likely to conceal, than detect the abuses committed by those in power. If, therefore, private writers are to be intimidated in shewing their fidelity to their country, the principle security of liberty is taken away.

.... A libel is in fact (criminally speaking) a non entity, i.e. there is no such offence …[114]

Thus Burgh, a leading Radical Whig, shared the libertarian American view that punishment of libels against the government was inconsistent with civil liberty. Burgh opposed any application of penal law to “inquiry into public abuses,” regardless of whether


[113] Id., at 75. John Adams called Burgh’s Political Disquisitions “a book which ought to be in the hands of every American who has learned to read.” Adams, John, “Novanglus, or a History of the Dispute with America, from its Origin in 1754 to the Present Time” (1775), reprinted in The Revolutionary Writings of John Adams (2000) (hereafter: Novanglus) at p. 157.

[114] Burgh, James, Political Disquisitions (Philadelphia, 1775) at 246 – 251, reprinted in Kurland, P., and Lerner, R., eds. The Founders’ Constitution (1987), vol. 5, at p. 120. (Burgh’s work was first published in England in 1774.)

the inquiry stirs up disaffection with the government or whether the publications are true. He squarely rejected the whole doctrine of criminal libel, labeling it a “non entity.” Here is a clear, reasoned argument from a leading political writer on the eve of the American Revolution, a time when Levy argues that no American or British political thinker had squarely argued for abolition of the common law of seditious libel. Nevertheless, although Levy lists Burgh’s Political Disquisitions in his bibliography,[115] he never mentions Burgh’s work in his account of the history of freedom of expression. 

3.5  Richard Price’s Observations on the Importance of the American Revolution

 Another influential late-eighteenth century British libertarian was Richard Price, a correspondent and friend of several of the leaders of the American Revolution, including John Adams, Jefferson, Hamilton and Franklin. In 1784, Price published a pamphlet, called Observations on the Importance of the American Revolution, in which he addressed “liberty of discussion” at some length, asserting that the American Revolution had indeed advanced a new principle of press freedom. Price’s Observations received enormous attention in America; the work was reprinted in at least 11 newspapers and advertised in many more.[116] Price


[115] Emergence at 354.   Moreover, Burgh’s views on this subject have been widely republished in a series called “The Founder’s Constitution” that is available in every substantial academic library.

[116] Independent Chronicle, Feb. 10, 1785 p.2 and Feb. 17, 1785 p.1; Independent Ledger (Boston), Jan. 24,1785; Connecticut Courant , Feb. 15, 1785 p.1; New Hampshire Mercury, Jan. 25, 1785 p.1; Newport Mercury, Mar. 5, 1785 p.1; Salem Gazette, Jan 4 1785 p.1-2; Connecticut Journal, Feb. 23, 1785 p.1; Falmouth Gazette, Mar 12, 1785, p.1-2; Vermont Journal, May 3, 1785 p. 1-2; Political Intelligencer & New Jersey Advertiser, May 18, 1785, p.1-2; Norwich Packet, Feb. 17, 1785, p.2-3. (Citations are to pages reprinting Price’s writing on liberty of discussion.) Robert Martin mentions Price’s work but only in passing without fully appreciating Price’s libertarianism or his huge importance in American politics. Martin, Robert, The Free and Open Press (2001) at 108. Curiously, Martin only cites one newspaper as having reprinted Price. Id., at 196, n.68 to chapter 4.

urged,

In liberty of discussion, I include the liberty of examining all public measures and the conduct of all public men and of writing and publishing on all speculative and doctrinal points.

…Only overt acts of injustice, violence or defamation, come properly under the cognizance of civil power. Were a person now to go about London teaching that 'property is founded in grace', I should, were I a magistrate, let him alone while he did nothing but teach, without being under any other apprehension than that he would soon find a lodging in Bedlam. But were he to attempt to carry his doctrine into its consequences by actually stealing, under the pretence of his right as a saint to the property of his neighbours, I should think it my duty to lay hold of him as a felon without regarding the opinion from which he acted.

I am persuaded that few or no inconveniencies would arise from such a liberty. If the magistrates will do their duty as soon as violence begins or any overt acts which break the peace are committed no great harm will arise from their keeping themselves neutral till then. Let, however, the contrary be supposed. Let it be granted that civil authority will in this case often be too late in its exertions; the just inference will be, not that the liberty I plead for ought not be allowed; but that there will be two evils between which an option must be made and the least of which must be preferred. One is the evil just mentioned. The other includes in it every evil which can arise from making the rulers of states judges of the tendency of doctrines, subjecting freedom of enquiry to the controul of their ignorance, and perpetuating darkness, intolerance and slavery. I need not say which of these evils is

the least. [117]

Advocating that punishment be limited to “overt acts” of criminality,  Price rejected the doctrine of punishing writings on account of their supposed bad tendency, that is, the whole basis of the law of seditious libel. Price does not condition the rejection of this doctrine on the truth or falsehood of the ideas that are expressed.  The doctrine Price used as an example of protected speech, that “property is founded in grace” emerged during the mid seventeenth century revolutions in England when groups such as the “Diggers” had used it to justify seizing private property and setting up communal farms on grounds that their apprehension of divine will superseded civil rights like property ownership.[118]  (The Diggers were expelled by the landowners with the support of Cromwell’s government.)  To Price, the Digger doctrine was madness, but he rejected making the doctrine criminal until someone actually attempted to appropriate the land  -- even though it was a doctrine that had indeed been used to inspire unlawful conduct.

Price drew the line in protecting speech at “overt acts of injustice, violence or defamation,”  While he clearly opposed criminalizing speech because of bad tendency, he left the door open to some procedure against defamation, though it is unclear whether this would be a civil action or some kind of prosecution Indeed, hardly any libertarian thinkers in the eighteenth century sought to abolish private actions for defamation of character, where malice and actual injury to reputation had been shown.[119]


[117] Price, Richard, “Observations on the Importance of the American Revolution and the Means of Making it a Benefit to the World” (1784), reprinted in Peach, B., ed., Richard Price and the Ethical Foundations of the American Revolution (1979) at 177, 190-194.

[118] MacIntyre, Alasdair, A Short History of Ethics (1998) at p. 97-8; Hume, David, An Enquiry Concerning the Principles of Morals (Schneewind, Jerome, ed., 1983) at p. 27.

[119] For example, both Thomas Jefferson and James Wilson took the position that libel cases required proof of actual damage to a victim’s reputation, not just some supposed bad tendency of a publication. See below at footnotes 153 and 170. Although few eighteenth century thinkers rejected the category of civil libel, there are no examples of civil cases for defamation brought by public officials based upon criticism of conduct of their official duties in eighteenth century America. Leading commentaries such as Cato’s Letters and Burgh’s political disquisitions suggested that punishment for defamation should be limited to private conduct not relating to conduct of public duties. See above at fn. 62, 48 and 115.

But Price clearly rejected the whole basis of the law of seditious libel, that is, punishment of ideas on the basis of their bad tendency, even in cases of false publications did tend to encourage criminal activity.  Levy deals with Price in the same way he deals with Burgh: he ignores them both,[120] though he surveys a variety of less-influential English political theorists, whose works may not have even circulated in America, to support his claim that all libertarian political theorists of the period stopped short of outright rejection of the doctrine of seditious libel.[121]

3.6   Philip Furneaux’ Version of the Overt Acts Test Limiting Government Power to Punish Expression of Ideas

Levy does mention one widely read American work that opposed the common law doctrine of seditious libel during the revolutionary period. Philip Furneaux, a religious thinker, published a very libertarian treatise on religious liberty that was widely read through several editions in the early 1770s.[122] Asserted Furneaux:

For if the magistrate be possessed of a power to restrain and punish any principles relating to religion because of their tendency, as he be the judge of that tendency ...religious liberty is entirely at an end; or, which is the same thing, is under the controul, and at the mercy of the magistrate....

If it be objected, that when the tendency of principles is unfavorable to the peace and good


[120] Levy does mention Burgh’s treatise in his bibliography, but Levy fails to discuss Burgh’s opposition to libel prosecutions. See Emergence, p. 354. Levy does not mention Richard Price at all.

[121] Emergence 284-88.

[122] Emergence 164

 

order of society…it is the magistrate's duty... to restrain them by penal laws: I reply, that the tendency of principles, tho' it be unfavorable, it is not prejudicial to society, till it issues in some overt act against the public peace and order; and when it does, then the magistrate's authority to punish commences; that is, he may punish the overt acts, but not the tendency....

The distinction between the tendency of principles, and the overt acts arising from them is, and cannot but be, observed in many cases of a civil nature, in order to determine the bounds of the magistrate's power, or at least to limit the exercise of it, in such cases. It would not be difficult to mention customs and manners, as well as principles, which have a tendency unfavorable to society; and which, nevertheless, cannot be restrained by penal laws, except with the total destruction of civil liberty. And here the magistrate must be contented with pointing his penal laws against the overt acts resulting from them. In the same manner he should act in regard to mens professing, or rejecting, religious principles or systems. Punishing a man for the tendency of his principles is punishing him before he is guilty, for fear he should be guilty.[123]

Furneaux was arguing against the component of the common law of criminal libel that punished blasphemous libel, but he argued that the same principles apply to “cases of a civil nature.” Indeed, under Blackstone’s theory of the press, seditious libel and blasphemous libel were on the same footing. In either case, the judge determined whether the publication was a criminal libel, and the jury was instructed to convict if the defendant published it. Furneaux argued that writings could not be punished on the basis


[123] Furneaux, Phillip, An interesting appendix to Sir William Blackstone’s Commentaries on the Laws of England (Philadelphia, 1773); also published under various titles, reprinted in Emergence at p. 164-5.

of some bad tendency, whether blasphemous or political, but based only on the connection of the writing to an overt act. Here, Furneaux was borrowing from libertarian political philosophy to make his case for religious freedom. The most immediate source of Furneaux's theory that the government could properly punish only “overt acts” is the writing of the French philosopher Montesquieu, who had declared that the overt acts test protected even advocating a murder, so long as the crime was not actually attempted.[124]

Levy does acknowledge that Furneaux’s work was extremely libertarian and widely read, but he dismisses the overt acts test as bad policy that “would have left society defenseless against verbal crimes of any nature, be they public obscenities, solicitations to crime, or direct incitements to crime.”[125] Levy’s criticism is groundless because Furneaux does not actually say that verbal crimes must always go unpunished but rather that the punishment must stem from their connection to overt acts rather than the supposed tendency of the words. Furneaux did not attempt to set forth the precise legal parameters for his overt acts test. He argued against punishing expression of ideas on the basis of their tendency (i.e., against British legal doctrines such as the common law of seditious libel), not trying to work out the full parameters of a more liberal doctrine. Furneaux’s overt acts test can easily be viewed as consistent with more modern doctrines such as the Holmes-Brandeis clear and present danger test or the more recent “speech/action” distinction, which does not leave society defenseless against verbal crimes but rather requires that the connection to real overt criminal acts be proven.[126] Moreover, in criticizing Furneaux on policy grounds, Levy appears to be substituting his judgment about policy for historical analysis.

 Levy’s policy argument adds nothing to historical analysis of the development of free expression, but it does divert attention from another, more important point Furneauxmade: his assertion


[124] See footnote 84 above.   

[125] Emergence at 165

[126] See Whitney v. California, 274 U.S. 357, 372, 375 (Brandeis, J., concurring) (clear & present danger test); Brandenburg v. Ohio, 395 U.S. 444 (1969) (speech / action test).

that the same standards should apply to religious and political expression. Levy fails to appreciate the significance of this linkage. In the late eighteenth century, religious wars had bloodied Europe. There was still a “test oath” in England, limiting public office to those who swore allegiance to the Church of England. Issues of religious tolerance and free political expression seemed deeply linked to colonists who had come to America fleeing religious oppression in Britain. When Furneaux asserted that civil and religious rights must be on the same footing, he was following a long American tradition linking religious and political freedom, that included writings by such figures as Roger Williams, William Penn, Jonathan Mayhew, Elisha Williams and John Adams.  By asserting a common basis for freedom of expression in the civil and religious spheres, Furneaux helped unite religious and political libertarians around a common cause, when the British authorities attempted to restrict free expression in both the religious area (by attempting to establish the Church of England and test oaths in the colonies) and the civil arena (by attempting to revive the common law of seditious libel against revolutionary agitators). Yet as discussed below, Levy mistakenly claims that religious and political liberty were separate issues that Americans did not see as related until after the Sedition Act.[127]

3.7. John Adams’ Claim in 1780 of Unlimited Press Freedom in America; Adams’ Changing Views on the Subject.

The emergence of this new broad theory of press freedom did not, of course, put the theory into practice. During the 1780s, many conservatives began having reservations about too much democracy, also referred to as “mob rule.” Some leaders of the revolutionary movement, such as Livingston, did appear to support prosecution of those who published undesirable material.[128] The writings of John Adams during this period are of particular note, because of Adams’s enormous prestige as a revolutionary leader and because it was during Adams’s presidency that Federalists


[127] See discussion at footnote 262 below.

[128] See above at footnote 67-68. 

later passed the Sedition Act of 1798. But prior to becoming Vice President under Washington, Adams made clear his opposition to use of seditious libel prosecutions to punish critics of the government. As noted above, as an emerging young American political leader in 1765, Adams wrote stirringly supporting the freedom of Americans to oppose measures of their government. In the midst of the Revolution, Adams made clear that the American press was completely free to publish attacks on any government officials and measures. In 1780, Adams wrote very publicly to the President of the Continental Congress,

There is not in any nation of the world so unlimited freedom of the press as is now established in every State of America, both by law and practice.…There is nothing that the people dislike that they do not attack. They attack officers of every rank in the militia and in the army; they attack judges, governors, and magistrates of every denomination; they attack assemblies and councils, members of Congress and Congress itself, whenever they dislike their conduct.[129]

Adams’s letter is particularly significant in connection with the development of American ideas of press freedom because, as one of the acknowledged leaders of the revolutionary movement, he declared that Americans had an untrammeled right to verbally attack their government, even in the midst of the revolutionary war. Such practices were not permitted in England, where several people were convicted of seditious libel for disagreeing with the British war policy.[130] By contrast, American press freedom, boasted Adams, did indeed include toleration of attacks on all government officials, not only in practice, but also under American law of the revolutionary era.

Levy discusses Adams’s views on press freedom at some length—but mysteriously, he ignores Adams’s 1780 letter to the


[129] 7 Works of John Adams at p. 182. See Rosenberg, Protecting the Best Men at 53.

[130] Bostwick at 87-88.

President of the Continental Congress. Distorting Adams position, Levy quotes out of context a snippet from Adams’s “Novanglus” letters of 1774-5, a series in which Adams discussed the Revolution and refuted loyalist arguments against the American cause. In one of the “Novanglus” letters, Adams disparaged the “scandalous license of the Tory presses.” Levy misinterprets this comment to mean that Adams believed that Tory writers should be prosecuted and suppressed.[131] That is actually the opposite of what Adams actually wrote. Adams’s comments about the Tory presses are part of his argument that the American press was open to Tories. Indeed, Adams denounced as “wicked calumnies”[132] the British claims that the Tory press had been persecuted by the American side. It is not surprising that Adams, an ardent patriot, would object to Tory attacks on the revolutionary movement. But objecting to writings is certainly not the same thing as prosecuting writers and printers. Nor was Adams’ criticism of the press directed only at Tories; he wrote that “abuse” of the press on both sides was “notorious” and urged that both sides should be more “careful of truth and decency.”[133]  Nevertheless, nowhere in the “Novanglus” letters did Adams urge prosecution of any writer for seditious libel or any other political crime.

A decade later, the views of Adams and other Federalist political leaders had changed. By 1789, Adams no longer viewed press freedom as requiring writers to have blanket freedom to attack the government. William Cushing, the Chief Justice of the State, had written Adams about the free press clause in the Massachusetts state constitution.[134] Cushing rejected the


[131] Emergence 176

[132] Novanglus Letters at 149, 181.

[133] Novanglus Letters, at 165. Levy also cites a letter Adams sent in 1776 to John Winthrop but which Adams did not publish. The letter suggests that a loyalty oath might help stop slander and seditious writing. The letter indicates that Adams may have been willing to privately express views that were narrower than his public position on press freedom. However, whatever Adams may have said in private correspondence, up to at least 1780 in his published writings he remained a strong opponent of legal prosecution of writers for attacking the government.

[134] The Adams – Cushing letters are reprinted in Emergence at 199-200.

Blackstonian concept of press freedom as absence of prior restraint, asserting that such limited protection of the press would deter publication of criticism of the government, without which the American Revolution would not have taken place. But he qualified his view by suggesting that it was only true criticism that should be protected from prosecution, declaring, “When the press is made the vehicle of falsehood and scandal, let the authors be punished with becoming rigor.” Cushing suggested that the government should assume the burden of proving falsehood to avoid the appearance of punishing critics unjustly; this might “facilitate a legal prosecution, which might not, otherwise, have been dared to be attempted.” Adams responded, “The difficult and important question is whether the truth of words can be admitted by the court to be given in evidence to the jury, upon a plea of not guilty?” He went on to agree that evidence of truth should be allowed. The Adams-Cushing correspondence presents a much more limited concept of freedom of the press than had been recognized in the revolutionary period. Critics of the government would be exposed to arrest and prosecution based on their words, not their acts.  Neither Adams nor Cushing went so far as to say that truth should be a defense in such a prosecution; rather both seemed to suggest that the government would have the burden of proving the writings false, although they were not as clear as James Alexander had been on this point several decades earlier.  Although neither man actually said that writings should only be protected where the defendant could prove them true, Levy nevertheless asserts that the Adams – Cushing correspondence of 1789 shows both men favored allowing seditious libel prosecutions, modified to allow truth as a defense.[135]


[135] Levy goes on to assert that the Adams Cushing correspondence was actually more libertarian than the “unquestioned consensus” at the time that “freedom did not extend to an immunity against punishment for seditious libel, although the evidence is difficult to dig out because the most deeply rooted assumptions are often not articulated.” Emergence at 204. In other words, Levy asserts that Americans accepted the common law of seditious libel, even though he concedes that there is virtually no evidence to support this proposition. Levy can reach this conclusion only by ignoring the substantial body of evidence to the contrary that many Americans in the eighteenth century indeed did reject the whole basis of the common law of seditious libel and believed that freedom of the press meant that they could not be punished for verbal attacks on the government – the position that Adams acknowledged as prevailing in America in 1780, and never repudiated publicly until after he had been elected President.

 

 A fairer reading  of the correspondence indicates that both men would have allowed prosecution only where the government could prove writings to be false – a more protective standard than Levy recognizes.

Neither Adams nor Cushing saw fit to publish this correspondence, although similar legal and political writings were frequently published in the newspapers of the day. The Adams-Cushing correspondence took place in 1789 but was not published until 1942.[136] Thus, although the Adams-Cushing correspondence indicates how Adams’s personal views of press freedom had narrowed, Adams did not choose to publicize his narrower views until after the Constitution had been ratified and the Bill of Rights adopted.  Adams’s published views at the time the First Amendment was adopted disclose a broader view of press freedom.  Yet Levy mentions only Adams’ private, unpublished thought, ignoring much of what Adams had said publicly a few years earlier. (As described below, Cushing remained publicly opposed to punishment of writing on grounds of bad tendency until at least 1794, well after the First Amendment was adopted.[137])

Adams’s views had changed from 1780 to 1789. In 1789, he appeared to believe that people could be prosecuted for false criticism of the government, while in 1780, he publicly claimed that in America all criticism was allowed without regard to its truth. Adams was not alone in rethinking these issues after independence was won.  Many conservatives had become disillusioned with what they considered to be excesses of democracy, culminating with Shays’ Rebellion in 1786, in which several thousand men in western Massachusetts took up arms against the state government.[138] Shays’ Rebellion and smaller uprisings in other states were widely recognized to have given


[136] Emergence at 198 n. 90

[137] See text at footnote 243 below.

[138] See Wood, Gordon, The Creation of the American Republic (1969) at p. 409-13.

urgency and support to the movement for a stronger federal constitution to empower the national government to maintain order.[139] The uprising also led to the first seditious libel conviction in the United States after Zenger’s case.

3.8. Shay’s Rebellion and the Conviction of Judge William Whiting of Seditious Libel in Massachusetts in 1787; Efforts to Revive Common Law Limitations of Press Freedom

In 1786, William Whiting was a Massachusetts judge with a conservative reputation, but he published a small pamphlet in the middle of Shays’ Rebellion sympathetic with the grievances that had led to the uprising. After Shays’ Rebellion was put down, Whiting was prosecuted for his pamphlet, which accused the state government of favoring wealthy speculators and lawyers at the expense of common people. For example, Whiting claimed that during the revolution the state, lacking funds to pay cash, had issued warrants to soldiers and officers as well as those who provided supplies for the war effort. According to Whiting speculators had bought the warrants up at a fraction of face value, capitalizing on the distress of common people in the hard times that had followed independence, and then the state government raised taxes to pay full face value of the warrants to the speculators. It was the kind of injustice that transformed a republic into an aristocracy of the wealthy, Whiting asserted, declaring

whenever any incroachments are making either upon the liberties or properties of the people, if redress cannot be had without, it is Virtue in them to disturb the government. For I dare pronounce ... that if the people at large do not pay greater attention to the preserving their Liberties than they have done for several years past, particularly with respect to the Persons they chuse into the Legislature their liberties will be but a very short


[139] Pitkin, Timothy, A Political and Civil History of the United States of America 1763-1797 (1828), vol. 2, p. 216-223.

 

duration.[140]

These were words that Americans were free to utter in 1780, as acknowledged in John Adams’s letter to the President of the Continental Congress. But in 1787, once Shays’ Rebellion was suppressed, times had changed. Whiting was convicted of seditious libel, sentenced to seven months in jail and fined 100 pounds, a considerable sum in those days.[141] A few years earlier, leaders of the revolutionary movement asserted that one of the rights Americans fought for was the unfettered freedom to verbally attack the government. Now, the Massachusetts government, established by that revolution, was prosecuting writers who asserted that the government should be “disturbed” if it acted tyrannically— even though the writer proposed that the people disturb the government by electing better representatives. (When it appeared certain that Shays’ Rebellion had been fully suppressed, Whiting’s prison


[140] Whiting, William, “Some Brief Remarks on the Present State of Public Affairs” (1786), reprinted in Riley, Stephen T., “Dr. William Whiting and Shays’ Rebellion”, 66 Proceedings of the American Antiquarian Society 131, 132 (1956). Dr. Whiting’s account of Shays’ Rebellion is of course one-sided, as he indeed was a sympathizer with the uprising. For a more balanced account of the events and their causes, see Gross, R., ed., In Debt to Shays (1993). The uprising caused remarkably few casualties despite repeated encounters of armed opponents, probably due to the careful tactics of Gen. Benjamin Lincoln who commanded troops loyal to the state, and once the rebellion had been quieted, the Massachusetts government addressed most of the abuses complained of by the rebels including excessive court fees, imprisonment for debt, and excessive taxes. Dr. Whiting’s views on treatment of revolutionary war veterans notwithstanding, more veterans seem to have joined Gen. Lincoln in suppressing the rebellion than had joined Shays. Id., at 121 ff. (“’The Fine Theoretic Government of Massachusetts is Prostrated to the Earth’: The Response to Shay’s Rebellion Reconsidered” by William Pencak.) Motives appear to have been mixed on all sides of the conflict. Id., at 47 ff. (“The Public Creditor Influence in Massachusetts Politics, 1780-1786” by Richard Buel, Jr.). Nevertheless, at the time it occurred Shays’ Rebellion was widely perceived both as a serious armed uprising of common people against the new state government and also as a symptom of the breakdown of the Confederation system, and as such a big motivation for a strong central government. See also Richards, Leonard, Shays’s Rebellion (2002)

[141] Id., at 130.

sentence was remitted.[142])

Levy mentions Whiting’s conviction, only to observe that no one claimed his conviction violated freedom of the press.[143] Actually, although Whiting’s conviction was widely reported in newspapers at the time, there was no discussion whether it violated press freedom; indeed, most of the contemporaneous news reports did not indicate the conviction was for seditious libel.[144] Since the relationship between Whiting’s activities and the armed, violent uprising was not reported, the question of whether Whiting’s conviction violated press freedom could not be meaningfully answered by those who rejected the common law of seditious libel and urged that prosecution must be limited to overt acts.   Indeed, Theodore Sedgwick, who was close to the Bowdoin administration, wrote to Whiting that it was not the words of the pamphlet that were objectionable, but the “circumstances under which they were disseminated,” because the pamphlet fueled the insurrection.[145]  It is not surprising that libertarians of the day were not prepared to rush to the defense of someone who was involved in an armed rebellion against the Massachusetts state government.  


[142] Id., at 131.

[143] Emergence at 214-15.

[144] Many newspapers seem to have reported that Whiting was convicted in an article listing the punishments meted out to the rebels, without delineating the specific charges against him. See, e.g., Boston Independent Chronicle, April 12, 1787, p.3; Columbia (S.C.) Herald, May 7, 1787, p.2; Connecticut Courant, April 16, 1787, p.3; Cumberland Gazette, April 20, 1787, p.3; Independent Gazetteer (Philadelphia), April 23, 1787, p.2; New Hampshire Gazette, April 14, 1787, p.3; New York Packet, April 20, 1787, p. 2; Newport Herald, April 19, 1787 p.3; Newport Mercury, April 23, 1787, p.3; Norwich Packet, April 26, 1787, p.2; Pennsylvania Packet, April 26, 1787 p.3; Salem Mercury, April 14, 1787 p.3; United States Chronicle, April 19, 1787 p.3. Fewer newspapers seem to have mentioned that Whiting’s conviction was for seditious speech and libel. See, e.g., American Recorder, April 20, 1787 p.2; Essex Journal, April 25, 1787 p.3; Massachusetts Gazette, April 17, 1787, p.3; Middlesex Gazette, April 23, 1787, p.2. Even where the charge against Whiting was identified as seditious libel, the report did not describe what his role in the uprising had been.

[145] Theodore Sedgwick to William Whiting, September 14, 1786, reprinted in Riley, Stephen T., “Dr. William Whiting and Shay’s Rebellion”, 66 Proceedings of the American Antiquarian Society 136, 137 (1956).

 

Nevertheless, Whiting’s conviction did mark the first conviction for seditious libel in America after Zenger’s case and therefore focused attention on the whole issue of government power to punish expressions of political opposition, in a context where Shay’s Rebellion was widely seen as the catalyst for many leading revolutionary figures to seek a stronger central government.  For example, George Washington said it changed his mind on the subject.[146]   Thus, the conviction of Whiting may well have contributed to some of the anti-Federalist fears that the federal government would criminalize dissent, as discussed below, although no one explicitly connected anti-Federalist objections to Dr. Whiting’s case.

Efforts were also being made to revive the common law of seditious libel in Pennsylvania, where James McKean, the chief justice of the state supreme court, repeatedly pressed for criminal charges against Eleazor Oswald, the publisher of The Independent Gazetteer, a Philadelphia newspaper, based on Oswald’s criticism of the government.[147] McKean’s efforts to prosecute Oswald in 1782 and again in 1788, although unsuccessful, were widely publicized in newspaper accounts claiming violation of press liberty. Levy does recognize that at least one of Oswald’s defenders, writing under the pseudonym “Junius Wilkes,” expressed opposition to the common law of seditious libel, arguing that criticism of the government could not be criminalized because the people as the ultimate sovereigns retained the right to judge their government.[148]

Levy enthuses over the Junius Wilkes piece, asserting that no other American took such a libertarian position until after the passage of the Sedition Act, and in particular, that no other eighteenth century libertarian had taken the position that even publication of false attacks on the government should be protected from prosecution. While the Junius Wilkes essay is undoubtedly a libertarian tract, Levy is entirely wrong about its originality. Beginning in the mid eighteenth century, libertarians such as


[146] Richards, Leonard, Shay’s Rebellion (2002) at p. 1-3.

[147] Emergence, at 207-211; Protecting the Best Men at p. 60-67.

[148] Emergence at 208-9.

Jonathan Mayhew, Elisha Williams and others were asserting the right to express opposition to the government, without qualifying that right to apply only to statements that could be proven true.

3.9   The Virginia Statute on Religious Liberty; Jefferson’s Changing Views on Press Freedom

Thus, by 1786, some political leaders were ready to revive the repressive tool of seditious libel to punish those who wrote in opposition to the government, but many Americans clearly did not share these views. In particular, Virginia adopted its Statute on Religious Liberty, one of the touchstones of what we now call Jeffersonian democracy. While the Virginia Statute did not by its terms address civil matters, it wrote into law the American principle of free expression in both religious and civil contexts:

that to suffer the civil magistrate to intrude his powers into the field of opinion and to restrain the profession or propagation of principles on the supposition of their ill tendency is a dangerous falacy [sic], which at once destroys all religious liberty, because he being of course judge of that tendency, will make his opinions the rule of judgment, and approve or condemn the sentiments of others only as they shall square with or differ from his own; that it is time enough for the rightful purposes of civil government for its officers to interfere when principles break out into overt acts against peace and good order; and finally, that truth is great and will prevail if left to herself; that she is the proper antagonist to error, and has nothing to fear from the conflict unless by human interposition disarmed of her natural weapons, free argument and

 

debate; errors ceasing to be dangerous when it is permitted freely to contradict them.[149]

The Virginia Statute, drafted by Jefferson, wrote into law for the first time the proposition that the power of government should be limited to measures dealing with overt acts rather than expression of ideas—in more modern language, the proposition that freedom of expression permits the government power only over action and deprives the government of power over speech, writing and other forms of expression. Echoing Furneaux, the Virginia Statute says that any government interference with people’s ideas and opinions violates religious freedom, not just restrictions on religious belief. Government does not have power to intervene on the basis of the supposed bad tendency of someone’s ideas, but only when there have been “overt acts against peace and good order.” The Virginia Statute stands in direct opposition to the British common law doctrines, including the doctrine of seditious libel, and it shows that the American libertarian ideology was very much alive in the mid-1780s.

The Virginia Statute for the first time explicitly wrote into law the “overt acts” test for protecting freedom of expression, but it  did not establish a rule of unfettered free expression in Virginia, which was, after all, a state whose economy was based upon slavery at the time. For example, the same year as the passage of the Statute on Religious Freedom, the Virginia legislature also passed a measure to make it criminal to advocate establishment of any government within the state without legislative consent. In 1792, after adoption of the Constitution and ratification of the First Amendment, the Virginia legislature also appears to have passed a measure to criminalize divulgers of “false news.”[150] (But there were apparently no cases in which these laws were used to


[149] An Act for Establishing Religious Freedom (1786), W.W. Hening, ed., Statutes at Large of Virginia, vol. 12 (1823): 84-86, reprinted in Emergence at 193. (Levy’s version used here, but without his editorial italics.)

[150] Emergence at 195-6

prosecute people in Virginia for writings in the 1790s.[151]) In Virginia as elsewhere in the new nation, there were efforts both to expand and restrict freedom of expression by the late 1780s. As we shall see, these conflicts sharpened in the debates over ratification of the Constitution and in the early years of the Republic.

Levy does mention the Virginia Statute on Religious Liberty, conceding that it might be read to embody a broad approach to freedom of expression that would preclude prosecutions for seditious libel. But he rejects this conclusion, pointing to the illiberal laws passed in Virginia in the 1780s and claiming that Jefferson himself never declared that he outright rejected punishing writings as seditious libel. Indeed, Jefferson’s views on the subject changed over time, just as John Adams’s did.

In 1776, Jefferson included in a draft Virginia constitution that “Printing presses shall be free except so far as by commission of private injury cause may be given of private action.”[152]  This appeared to be a very broad concept of press freedom consistent with the overt acts test set forth in the Virginia Statute on Religious Liberty. But in 1783, Jefferson proposed amending the Virginia Constitution to allow prosecution “for false facts printed and published,”[153] seeming to favor a narrower concept of press freedom, which would allow prosecution for publishing material that could be proven false. In 1789, Jefferson recommended a somewhat similar provision for the Federal Constitution which would have declared, “The people shall not be deprived or abridged of their right to speak to write or otherwise to publish anything but false facts affecting injuriously the life, liberty, property, or reputation of others or affecting the peace of the confederacy with foreign nations.”[154] While this provision fell short of the “overt acts” test in the Virginia Statute, it still would have required proof of injury to some person or effect on


[151] Emergence at 327 n.47, citing a study done by graduate students who scoured Virginia newspapers for reports of prosecutions of publications and could find none.

[152] Papers 1, 344-5, 353,363, cited in Smith, Printers and Press Freedom 88-9.

[153] Papers 6:304, cited in Emergence at 250.

[154] Papers 15:367, cited in Emergence at 251 n. 87, letter of Aug 28, 1789.

international relations and therefore is far less restrictive of press freedom than the doctrine of seditious libel. Later, Jefferson famously did oppose the Sedition Act, declaring in his first Inaugural Address, “If there be any among us who would wish to dissolve this union or change its republican form, let them stand undisturbed as monuments of the safety with which error of opinion may be tolerated where reason is left free to combat it.”[155]

Levy makes much of the inconsistencies in Jefferson’s writings about press freedom, and especially Jefferson’s failure while President to prevent a common law criminal libel prosecution against Federalists in Connecticut in 1806 for written attacks on his administration and himself personally.[156]  It is difficult to square prosecution of Federalists with Jefferson’s more libertarian pronouncements, but it should be noted that at the time of these prosecution Federalist state authorities were vigorously prosecuting Republicans for expressing political views. The federal prosecutions may have been aimed at maneuvering the Federalists politically into backing off from their efforts to silence their opponents.[157]  In any event, most of the defendants were dropped from the case early on.    What remained of the case appears to have been used by Jeffersonians as a test case, pursued well into the Madison administration, resulting ultimately in the Supreme Court rejecting the doctrine of Federal common law of crimes in general, and common law criminal libel, in particular – a libertarian Jeffersonian goal.[158]   It is easy to oversimplify the


[155] Jefferson’s First Inaugural Address, reprinted in Heffer, R., Ed., A Documentary History of the United States (2002) p. 79, 80.

[156] United States v. Hudson & Goodwin. 7 Cranch (11 US) 32 (1812). 

[157] Professor Richard Buel, Jr., does a good job of putting the prosecution into context, showing how the Hudson & Goodwin case may well have been mainly a reaction to the prosecutions of Jeffersonians by Connecticut Federalists.  Buel, Richard, Jr., Securing the Revolution (1972) at 267-272 (describing the political background of the Connecticut prosecutions).  Levy gives a one-sided account of the prosecutions, presenting Federalist complaints that the Jeffersonians were violating press freedom, but ignoring the Federalist prosecutions that were going on at the same time.  Emergence at 343-346.

[158] For a detailed account of the long history of the case, see Malone, Dumas, Jefferson the President, Second Term 1805-09(1974) at 371-91.

situation and Jefferson’s role in it, but nevertheless as President he did on several occasions write that the press should be subject to legal restraints for publications proven to be false.[159]

Do Jefferson’s lapses as a civil libertarian negate his contribution to the development of American civil liberties, including press freedom? Levy wrote an entire book called Jefferson and Civil Liberties: The Darker Side that cataloged many illiberal acts by Jefferson during his public life.[160] Astonishingly, Levy fails even to mention Jefferson’s deepest and most obvious flaw as a civil libertarian: Jefferson was a slaveholder. It is a very disturbing omission. Did Levy think that slaveholding did not violate civil liberties or that it was too insignificant a violation to mention? The whole issue of slavery serves as a caution to anyone who proposes that the original understanding of the Constitution and fundamental values of the American republic were an untainted charter for human liberty. The Constitution, with the Bill of Rights, was the product of both ideals and compromises to a reality that was much less than ideal.  Consider Patrick Henry, famous for declaring “give me liberty or give me death”, and a very religious man, who wrote to a friend that he was certain slavery violated the most basic principles of Christianity, but he remained a slaveholder anyway, “because of the general ease of the times.”[161]   Despite the fact that many of the leaders of the early American republic practiced a form of slaveholding that violated the most fundamental human rights, they nevertheless established a new system of representative government that broke ground in guaranteeing fundamental liberties such as freedom of expression. We have come to label some of America’s most basic libertarian traditions as “Jeffersonian democracy,” but Jefferson himself did not always live up to these ideals, and like John


[159] Examples are collected in Levy, Zenger to Jefferson at 363 – 370, although Jefferson also took more libertarian positions on press freedom during this same period.  Id. at 354-362.  As noted above, Jefferson had earlier taken the position that prosecutions must be limited to cases where falsehood was proven by the government.

[160] Levy, Leonard, Jefferson and Civil Liberties: The Darker Side (1963).

[161] Letter from Patrick Henry to Robert Pleasants, Jan. 18, 1773, reprinted in Meade, Robert, Patrick Henry – Patriot in the Making (1957) at p. 299-300.

Adams, Jefferson was a politician whose views on many subjects, including press freedom, changed over time. The Virginia Statute and Jefferson’s First Inaugural Address were nevertheless enormous contributions to the American libertarian tradition.

Levy’s treatment of Jefferson is yet another example of his one-sided approach to intellectual history. For Levy, the broad libertarian principles Jefferson expressed in the Virginia Statute on Religious Freedom and elsewhere are not important because Jefferson at other times expressed more restrictive views of press freedom and because Jefferson later allowed libel prosecution of some political opponents. Yet Levy utterly ignores the deep inconsistencies in John Adams’s views on press freedom. Levy suggests that Adams’s later position supporting prosecutions for publishing false material comports with the original intent of the framers of the First Amendment, even though Adams took much more libertarian positions on press freedom prior to the adoption of the First Amendment and never publicly supported punishing criminal libels until several years after the First Amendment had been adopted. Levy’s one-sided approach prevents him from fully appreciating the conflicting points of view that were indeed involved in the debates over ratification of the Constitution, in which the First Amendment had its genesis.

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